Disciplined List
Gujral, Dilbagh Singh
-
Date of Order or Settlement:
2005-07-12 -
Banned Until:
2009-07-12
Sanction:
- 4-year director/officer ban with conditions
- 4-year investor relations ban with conditions
- An order to comply fully with the Securities Act, the Securities Rules and all applicable regulations, policies and guidelines
Supporting Documents:
Violation:
- Failure to file material change reports and to issue press releases
Failure to fulfill the duties and responsibilities of a director
Failure to disclose a personal interest
Acting contrary to the public interest
Ruling Body:
BCSCPayment Agreed/Ordered:
$30,000