Disciplined List
Rosen, Glenn Anthony
-
Date of Order or Settlement:
2005-08-31
Sanction:
- Permanent trading ban
- Permanent director/officer ban
- Permanent investor relations ban
Supporting Documents:
Violation:
- Fraud
- Unregistered trading
- Unregistered distribution
- Misrepresentations
- Prohibited representations
- Acting contrary to the public interest
- Failure to file insider reports
Ruling Body:
BCSCPayment Agreed/Ordered:
$200,000 plus $20,233.88 in costs (Statik Sports Inc.)
$175,000 plus $42,264.60 in costs (Sniper Sports Ltd.)