Enforcement

Disciplined List

Clarke, Douglas Arnold

Date of Order or Settlement:

2006-10-17
Banned Until:

2026-10-17

Sanction:

20-year trading ban with conditions
20-year director/officer ban with conditions
20-year investor relations ban
An order to comply with the Securities Act, Securities Rules, and any applicable regulations

Supporting Documents:

Violation:

Unregistered trading
Illegal distribution
Unregistered advising
Misrepresentations
Acting contrary to the public interest

Ruling Body:

BCSC

Payment Agreed/Ordered: