DISCIPLINED PERSONS LIST
[Print]
| Name | Doherty, Robert Michael |
|---|---|
| Date of Order or Settlement | October 26, 2006 |
| Sanction |
Permanent trading ban with conditions Permanent director/officer ban with conditions Permanent investor relations ban An order to comply fully with the Securities Act, Securities Rules, and any applicable regulations |
| Violation |
Misrepresentations Unregistered trading Illegal distribution Acting with deliberate or reckless disregard of a regulatory requirement in the United States contrary to the public interest in British Columbia |
| Ruling Body | BCSC |
| Supporting Documents |
Settlement/Order 
|
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