DISCIPLINED PERSONS LIST

Name Doherty, Robert Michael
Date of Order or Settlement October 26, 2006
Sanction

Permanent trading ban with conditions

Permanent director/officer ban with conditions

Permanent investor relations ban

An order to comply fully with the Securities Act, Securities Rules, and any applicable regulations

Violation

Misrepresentations

Unregistered trading

Illegal distribution

Acting with deliberate or reckless disregard of a regulatory requirement in the United States contrary to the public interest in British Columbia

Ruling Body BCSC
Supporting Documents

News Release

Settlement/Order New window
Disclaimer:
This information is presented as a plain language summary of information found in publicly available documents. The supporting documents should be reviewed for the full conditions and context of all Commission decisions, orders and sanctions.
Please forward any questions or reports of errors and omissions to inquiries@bcsc.bc.ca.