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Enforcement

Disciplined List

Mueller, Ingo W.

  • Date of Order or Settlement:

    2006-12-01

  • Banned Until:

    2009-12-01

Sanction:

  • 3-year director/officer ban with conditions
  • 3-year investor relations ban with conditions
  • An Order to comply fully with the Securities Act, the Securities Rules, and any applicable regulations

Supporting Documents:

Violation:

  • Misrepresentations
  • Acting contrary to the public interest

Ruling Body:

BCSC

Payment Agreed/Ordered:

$35,000 plus $5,000 in costs