DISCIPLINED PERSONS LIST
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| Name | Watt, Delmer Allen |
|---|---|
| Date of Order or Settlement | June 16, 2008 |
| Banned Until | November 5, 2017 |
| Sanction | 10-year trading ban (BCSC) |
| Payment Agreed / Ordered | $15,000 plus $5,000 in costs (ASC) |
| Violation |
Unregistered trading (ASC) Illegal distribution (ASC) Acting contrary to the public interest (ASC) |
| Ruling Body | BCSC, Alberta Securities Commission (ASC) |
| Supporting Documents |
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This information is presented as a plain language summary of information found in publicly available documents. The supporting documents should be reviewed for the full conditions and context of all Commission decisions, orders and sanctions.
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