DISCIPLINED PERSONS LIST

Name Watt, Delmer Allen
Date of Order or Settlement June 16, 2008
Banned Until November 5, 2017
Sanction 10-year trading ban (BCSC)
Payment Agreed / Ordered $15,000 plus $5,000 in costs (ASC)
Violation

Unregistered trading (ASC)

Illegal distribution (ASC)

Acting contrary to the public interest (ASC)

Ruling Body BCSC, Alberta Securities Commission (ASC)
Supporting Documents
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