DISCIPLINED PERSONS LIST

Name Moore, Jacob
Date of Order or Settlement July 15, 2008
Banned Until December 12, 2012
Sanction

5-year trading ban (BCSC)

Payment Agreed / Ordered $10,000 plus $2,500 in costs (ASC)
Violation

Illegal distribution (ASC)

Unregistered trading (ASC)

Prohibited representations (ASC)

Acting contrary to the public interest (ASC)

Ruling Body BCSC, Alberta Securities Commission (ASC)
Supporting Documents
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