DISCIPLINED PERSONS LIST
[Print]
| Name | Lane, Robert E. |
|---|---|
| Date of Order or Settlement | August 12, 2008 |
| Sanction | Permanent ban from purchasing and trading in securities or exchange contracts (BCSC) |
| Violation |
Unregistered trading (NBSC) Illegal distribution (NBSC) |
| Ruling Body | BCSC, New Brunswick Securities Commission (NBSC) |
| Supporting Documents |
Disclaimer:
This information is presented as a plain language summary of information found in publicly available documents. The supporting documents should be reviewed for the full conditions and context of all Commission decisions, orders and sanctions.
Please forward any questions or reports of errors and omissions to inquiries@bcsc.bc.ca.