DISCIPLINED PERSONS LIST
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| Name | Cadman, Ron |
|---|---|
| Date of Order or Settlement | October 22, 2008 |
| Banned Until | July 22, 2010 |
| Sanction |
2-year ban from acting as, a director or officer of any issuer, registrant or investment fund manager (BCSC) 2-year ban from becoming or acting as a registrant, investment fund manager or promoter (BCSC) 2-year ban from acting in a managing or consultative capacity in connection with activities in the securities market (BCSC) 2-year investor relations ban (BCSC) |
| Payment Agreed / Ordered |
$100,000 (ASC) |
| Violation |
Misrepresentations (ASC) Unregistered advising (ASC) Failure to file required reports (ASC) Acting contrary to the public interest (ASC) |
| Ruling Body | BCSC, Alberta Securities Commission (ASC) |
| Supporting Documents |
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