Disciplined List
Cathcart, David
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Date of Order or Settlement:
2009-07-07
Sanction:
- 5-year ban from purchasing securities and exchange contracts with conditions (BCSC)
- 5-year ban from trading or advising in exempt securities with conditions (BCSC)
- Permanent director/officer ban (BCSC)
- Permanent ban from becoming or acting as a registrant, investment fund manager or promoter (BCSC)
- Permanent ban from acting in a management or consultative capacity in connection with activities in the securities market (BCSC)
- Permanent investor relations ban (BCSC)
Supporting Documents:
Violation:
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Acting contrary to the public interest (OSC)