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Disciplined List

Hurani, Fadi

  • Date of Order or Settlement:

    2009-07-07
  • Banned Until:

    2016-01-23

Sanction:

    7-year ban from trading and purchasing securities and exchange contracts, with exceptions

Supporting Documents:

Violation:

  • Insider trading (ASC)
  • Acting contrary to the public interest (ASC)

Ruling Body:

BCSC, Alberta Securities Commission (ASC)

Payment Agreed/Ordered:

$236,946.40 plus $20,000 in costs (ASC)