DISCIPLINED PERSONS LIST

Name McLeod, Hal (Mick) Allan
Date of Order or Settlement October 22, 2009
Sanction

Permanent trading ban

Permanent director/officer ban

Permanent ban from becoming or acting as a registrant, investment fund manager or promoter

Permanent ban from acting in a management or consultative capacity in connection with activities in the securities market

Permanent investor relations ban

Payment Agreed / Ordered

$16 million disgorgement

$8 million administrative penalty

Violation

Fraud

Unregistered trading

Illegal distribution

Misrepresentation

Ruling Body BCSC
Supporting Documents News Release - October 26, 2009

Decision/Order - October 22, 2009 New window 

News Release - August 7, 2009

Decision/Findings - August 4, 2009 New window

Disclaimer:
This information is presented as a plain language summary of information found in publicly available documents. The supporting documents should be reviewed for the full conditions and context of all Commission decisions, orders and sanctions.
Please forward any questions or reports of errors and omissions to inquiries@bcsc.bc.ca.