DISCIPLINED PERSONS LIST
[Print]
| Name | McLeod, Hal (Mick) Allan |
|---|---|
| Date of Order or Settlement | October 22, 2009 |
| Sanction |
Permanent trading ban Permanent director/officer ban Permanent ban from becoming or acting as a registrant, investment fund manager or promoter Permanent ban from acting in a management or consultative capacity in connection with activities in the securities market Permanent investor relations ban |
| Payment Agreed / Ordered |
$16 million disgorgement $8 million administrative penalty |
| Violation |
Fraud Unregistered trading Illegal distribution Misrepresentation |
| Ruling Body | BCSC |
| Supporting Documents | News Release - October 26, 2009 |
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This information is presented as a plain language summary of information found in publicly available documents. The supporting documents should be reviewed for the full conditions and context of all Commission decisions, orders and sanctions.
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