DISCIPLINED PERSONS LIST
[Print]
| Name | Helmig, Renee Marie aka Helmig, Nisha |
|---|---|
| Date of Order or Settlement | August 18, 2009 |
| Banned Until | August 18, 2019 |
| Sanction |
An Order to comply fully with the Securities Act, Securities Rules and regulations 10-year trading ban with conditions 10-year director/officer ban 10-year ban from acting in a managing or consultative capacity in connection with activities in the securities market 10-year investor relations ban |
| Violation |
Unregistered trading Illegal distribution Misrepresentations Acting contrary to the public interest |
| Ruling Body | BCSC |
| Supporting Documents |
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This information is presented as a plain language summary of information found in publicly available documents. The supporting documents should be reviewed for the full conditions and context of all Commission decisions, orders and sanctions.
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