DISCIPLINED PERSONS LIST

Name Helmig, Renee Marie aka Helmig, Nisha
Date of Order or Settlement August 18, 2009
Banned Until August 18, 2019
Sanction

An Order to comply fully with the Securities Act, Securities Rules and regulations

10-year trading ban with conditions

10-year director/officer ban

10-year ban from acting in a managing or consultative capacity in connection with activities in the securities market

10-year investor relations ban

Violation

Unregistered trading

Illegal distribution

Misrepresentations

Acting contrary to the public interest

Ruling Body BCSC
Supporting Documents

News Release

Settlement/Order New window 

Disclaimer:
This information is presented as a plain language summary of information found in publicly available documents. The supporting documents should be reviewed for the full conditions and context of all Commission decisions, orders and sanctions.
Please forward any questions or reports of errors and omissions to inquiries@bcsc.bc.ca.