DISCIPLINED PERSONS LIST
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| Name | Dupasquier, Dalton Bruce |
|---|---|
| Date of Order or Settlement | September 11, 2009 |
| Banned Until | September 11, 2014 |
| Sanction |
1-year trading ban with conditions 5-year director/officer ban with conditions |
| Payment Agreed / Ordered | $179,862 |
| Violation | Trading with undisclosed material information |
| Ruling Body | BCSC |
| Supporting Documents |
Variation Order - November 25, 2009 News Release - September 14, 2009 Settlement/Order - September 11, 2009 |
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This information is presented as a plain language summary of information found in publicly available documents. The supporting documents should be reviewed for the full conditions and context of all Commission decisions, orders and sanctions.
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