DISCIPLINED PERSONS LIST

Name With, Alan Geoffrey
Date of Order or Settlement April 7, 2010
Banned Until April 7, 2013
Sanction

3-year trading ban with conditions

3-year director/officer ban with conditions

3-year investor relations ban with conditions

An order to comply fully with the Securities Act, the Securities Rules, and any applicable regulations

Violation

Illegal distribution

Unregistered trading

Acting contrary to the public interest

Ruling Body BCSC
Supporting Documents

News Release

Settlement/Order New window 
Disclaimer:
This information is presented as a plain language summary of information found in publicly available documents. The supporting documents should be reviewed for the full conditions and context of all Commission decisions, orders and sanctions.
Please forward any questions or reports of errors and omissions to inquiries@bcsc.bc.ca.