Disciplined List
Sinclair, Matthew Scott
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Date of Order or Settlement:
2010-01-25
Sanction:
- 10-year trading ban with conditions (BCSC)
- 10-year denial of exemptions (BCSC)
- 10-year director/officer ban with conditions (BCSC)
- Permanent ban from becoming or acting as a director or officer of a registrant (BCSC)
- Permanent ban from becoming or acting as a registrant, investment fund manager or promoter (BCSC)
Supporting Documents:
Violation:
- Illegal distribution (OSC)
- Breach of cease trade orders (OSC)
- Acting contrary to the public interest (OSC)
Ruling Body:
BCSC, Ontario Securities Commission (OSC)Payment Agreed/Ordered:
$15,000 in costs (OSC)