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Securities Law

Historical Local Policy Statements (LPS)

Document Effective Rescinded
LPS 4-02 Commodity Contract Act Managed Account Disclosure Document [Rescinded] 1986-02-01 1996-01-01
LPS 4-01 Commodity Contract Act Registration Requirements [Rescinded] 1986-02-01 1996-01-01
LPS 3-45 (DRAFT but in EFFECT) Designation as a Reporting Issuer (Extraprovincial Issuers) [Lapsed] 1989-04-07 2001-05-30
LPS 3-44 Recognition of Self Regulatory Body, Exchanges and Jurisdictions [Rescinded] 1996-01-01 1999-11-26
LPS 3-44 Recognition of Stock Exchanges and Jurisdictions [Rescinded] 1991-08-15 1996-01-01
LPS 3-43 (Interim) Government Strip Bonds [Rescinded] 1991-12-12 2001-05-31
LPS 3-42 Registered Representatives Continued Fitness for Registration [Rescinded] 1987-02-01 1996-01-01
LPS 3-41 Lawyer's Conflict of Interest [Rescinded] 1987-02-01 1999-06-24
LPS 3-39 Guidelines for Advertising Issues of Securities and for Promotional Activities During the Course of a Distribution [Rescinded] 1987-02-01 2001-06-30
LPS 3-38 Registration Of Non-Residents - Securities Act [Rescinded] 1987-02-01 1996-01-01
LPS 3-37 Restricted Shares (Uncommon Equities) Distributions and Disclosure [Rescinded] 1987-02-01 2001-01-31
LPS 3-35 Reactivation of Dormant Issuers [Rescinded] 1989-11-01 2001-05-30
LPS 3-34 Application for Non-Reporting Status [Rescinded] 1987-02-01 2000-12-19
LPS 3-33 R.R.S.P.'s Administered by Brokers on Behalf of Authorized Trustees [Rescinded] 1987-02-01 2001-01-31
LPS 3-31 Incentive Options to Directors and Employees - Unlisted Issuers [Rescinded] 1987-02-01 1999-06-24
LPS 3-30 Underwriter's Conflict Of Interest [Rescinded] 1987-02-01 1996-01-01
LPS 3-27 System For Shorter Hold Periods With An Annual Information Form And Exemption For Certain Distributions Outside British Columbia [Rescinded] 1998-10-01 2001-11-30
LPS 3-26 Statement of Material Facts Submitted to the Superintendent of Brokers and the Vancouver Stock Exchange for Vetting [Rescinded] 1987-02-01 1996-01-01
LPS 3-25 Natural Resource Issuer - "Best Efforts" Prospectus and Amendments to Prospectus Arising From Market Conditions [Rescinded] 1987-02-01 1999-06-24
LPS 3-24 (Interim) Statutory and Discretionary Exemptions [Rescinded] 1996-01-01 2001-06-29
LPS 3-24 Statutory Exemptions and Orders made under Section 33 and Section 59 of the Securities Act [Rescinded] 1987-02-01 1996-01-01
LPS 3-22 Registration Requirements [Rescinded]
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1989-02-10 1996-01-01
LPS 3-22 (INTERIM) Requirements For Registration For Trading In Securities [Lapsed]
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1998-04-15 2001-04-25
LPS 3-22 Registration Requirements [Rescinded]
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1996-01-01 1998-04-15
LPS 3-21 Share and Unit Offerings of Unlisted is and Options and Warrants Available to Registrants Participating in Such Offerings [Rescinded] 1987-02-01 1999-06-24
LPS 3-19 Vancouver Stock Exchange Listings [Rescinded] 1987-02-01 2001-06-29
LPS 3-17 (Interim) Registrant Due Diligence [Lapsed] 1995-01-06 1999-11-26
LPS 3-16 Registration for Securities and Insurance [Rescinded] 1990-08-14 2001-04-25
LPS 3-15 Exempt Purchaser Status [Rescinded] 1989-07-15 2001-05-30
LPS 3-14 Applications for Insider Reporting Exemptions [Rescinded] 1993-09-09 2001-05-15
LPS 3-13 Policy Guidelines for a Venture Capital Issuer Planning to Make a Distribution [Rescinded] 1987-02-01 2001-01-31
LPS 3-12 Rules for Proceedings [Rescinded] 1999-06-24 2001-03-15
LPS 3-12 [Revised] Rules for Proceedings [Rescinded] 1990-02-01 1999-06-24
LPS 3-07 Policy Guidelines Respecting Trading Shares, Performance Shares and Other Consideration [Rescinded]
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1990-03-01 2001-01-31
LPS 3-06 Prospectus Guidelines for the Mortgage Investment Issuer [Rescinded] 1987-02-01 2001-01-31
LPS 3-05 Rights Offerings to Shareholders [Rescinded] 1987-02-01 2001-07-25
LPS 3-04 Guidelines for Technical Reports on Non-Natural Resources Properties and Program Proposals Which are the Subject of Funding on Prospectuses and other Statements of Material Facts Submitted for Receipting by the Superintendent of Brokers [Rescinded] 1987-02-01 1995-01-06
LPS 3-03 Requirements re Filing of Preliminary Prospectuses and Prospectuses (National Issues) [Rescinded] 1987-02-01 1999-06-24
LPS 3-02 Prospectus Filing Requirements [Lapsed] 1991-02-04 1995-01-06
LPS 3-02 Prospectus Filing Requirements [Lapsed] 1995-01-06 1996-01-01
LPS 3-02 Prospectus Filing Requirements [Rescinded]
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1996-01-01 2000-01-01
LPS 3-01 Factors to be Considered in Arriving at a Decision that a Natural Resource Property Has Sufficient Merit to Justify an Expenditure Thereon of Risk Capital Derived From Public Subscription [Rescinded] 1987-02-01 1999-06-24
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