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Weekly Reports

Updates for the week ending November 19, 2010

The list below will link directly to documents on the BCSC website. Please use your browser's BACK button to return to this page.

Policies and Instruments

  • 23-405 Dark Liquidity in the Canadian Market - CSA/IIROC Position Paper

    The CSA is publishing the paper to outline a number of CSA positions relating to dark liquidity in the Canadian market to solicit public comment.  The comment period expires January 10, 2011.

News and Events

  • News release 2010/74 - Misleading BCSC investigators leads to fines and six-year bans
  • News release 2010/75 - BCSC Executive Director’s Bulletin: Securities regulator alleges B.C. man illegally traded and distributed securities
  • News release 2010/76 - Panel permanently bans fraudster and orders him to surrender ill-gotten gains
  • News release 2010/77 - Canadian securities regulators propose amendments to executive compensation disclosure requirements [CSA]
  • News release 2010/78 - CSA and IIROC publish proposals on theregulatory framework for Dark Pools and Dark Orders [CSA]

Decisions, Settlements, Hearings, and Temporary Orders

 (Enforcement)

Cease Trade Orders and Revocations

 (Failure to File)

Exemption Orders