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Weekly Reports

Updates for the week ending March 25, 2011

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Policies and Instruments

This Notice announces that the BCSC has not objected to proposed housekeeping amendments to the MFDA's Form 1 and related Auditors' Reports.  The amendments update the MFDA’s Form 1 and the related Auditors’ Reports to conform with Canadian auditing standards and to make minor housekeeping changes.

News and Events

  • News Release 2011/22 - BCSC Executive Director’s Bulletin: Securities regulator partially suspends portfolio manager’s registration
  • News Release 2011/23 - Investment dealer and registrant fined for contravening BCSC orders

Decisions, Settlements, Hearings, and Temporary Orders (Enforcement)

Cease Trade Orders and Revocations (Failure to File)

Exemption Orders