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Weekly Reports

Updates for the week ending June 3, 2011

The list below will link directly to documents on the BCSC website. Please use your browser's BACK button to return to this page.

 

Policies and Instruments

 

  • BC Instrument 51-510 - Exemption from the requirement to send financial statements and related disclosure to securityholders during a disruption in postal service

    BC Instrument 51-510 provides relief to issuers from certain delivery requirements in National Instrument 51-102 Continuous Disclosure Obligations during a disruption to regular postal service in Canada. An issuer relying on this relief must comply with the conditions, which include issuing a news release and complying with delivery obligations within ten days of the resumption of regular postal service.

  • BC Instrument 81-514 -  Exemption from the requirement to send financial statements and related disclosure to securityholders during a disruption in postal service

    BC Instrument 81-514 provides relief to investment funds from certain delivery requirements in National Instrument 81-106 Investment Fund Continuous Disclosure during a disruption to regular postal service in Canada. An investment fund relying on this relief must comply with the conditions, which include issuing a news release and complying with delivery obligations within ten days of the resumption of regular postal service.

 

News and Events

 

  • News release 2011/43 - Winnipeg Student wins 2011 CSA Financial Fitness Challenge grand prize [CSA]
  • News release 2011/44 - Canadian securities regulators issue guidance in the event of the disruption of mail service [CSA]
  • News release 2011/45 - Investment dealer pays $30,000 for contravening cease trade orders

 

Decisions, Settlements, Hearings, and Temporary Orders

 (Enforcement)

 

 

Cease Trade Orders and Revocations

 (Failure to File)

 

 

Exemption Orders

 

  • No new documents