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Weekly Reports

Updates for the week ending June 17, 2011

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Policies and Instruments

  • BCN 2011/12 - Request for Comments - Application by the Canadian Public Accountability Board (CPAB) for recognition as a self-regulatory body and proposed recognition order

    The Commission is publishing for comment for 30 days (until July 13, 2011) CPAB's application for recognition as a self-regulatory body under section 24 of the Securities Act and the Commission's proposed recognition order.

  • BCN 2011/13 -  Publication for Comment of Proposed Multilateral Instrument 51-105 Issuers Quoted in the U.S. Over-the-Counter Markets

  • CSA Staff Notice 11-315  - Extension of Consultation Period - Proposed National Instrument 41-103, Proposed National Instrument 51-106, and Proposed Amendments to National Instrument 52-109, Proposed Amendments to National Instrument 45-106 and National Instrument 45-102

The CSA Staff Notice announces the extension of consultation period for proposed rules and rule amendments relating to securitized products.  The new comment period ends on August 31, 2011.

  • BCN 2011/14 - Notice and Request for Comment - Proposed Amendments to National Instrument 54-101 Communication with Beneficial Owners of Securities of a Reporting Issuer and Companion Policy 54-101CP Communication with Beneficial Owners of Securities of a Reporting Issuer, and Proposed Amendments to National Instrument 51-102 Continuous Disclosure Obligations and Companion Policy 51-102CP Continuous Disclosure Obligations

    This notice republishes for comment proposed amendments to National Instrument 54-101 Communication with Beneficial Owners of Securities of a Reporting Issuer, National Instrument 51-102 Continuous Disclosure Obligations, and related forms and companion policies.

    In April 2010, we published proposed amendments introducing notice-and-access procedures for issuers to send proxy-related materials. The revised versions of the proposed amendments incorporate several changes to the original proposal in response to the comments we received from the first publication. The comment period for this second publication ends on August 16, 2011.

News and Events

  • No new documents

Decisions, Settlements, Hearings, and Temporary Orders

 (Enforcement)

Cease Trade Orders and Revocations

 (Failure to File)

Exemption Orders

  • No new documents