Weekly Reports
Updates for the week ending December 14, 2012
The list below will link directly to documents on the BCSC website. Please use your browser's BACK button to return to this page.
Policies and Instruments
- 81-407 - Canadian Securities Administrators Discussion Paper and Request for Comment 81-407 Mutual Fund Fees
This CSA paper examines the mutual fund fee structure in Canada, identifies potential investor protection issues arising from that structure, and discusses options to address those issues. The comment period closes on April 12, 2013. - MFDA - Notice of BCSC Revocation of Non-Objection to Proposed Amendments to Sections 1 (Definitions) and 3 (Directors) of MFDA By-Law No. 1
This Notice announces that the BCSC has revoked its non-objection to the 2008 proposed amendments to sections 1 (Definitions) and 3 (Directors) of MFDA By-law No. 1.
News and Events
- News release 2012/103 - Canadian Securities Regulators publish discussion paper on Mutual Fund fees
- News release 2012/104 - B.C Securities Commission alleges illegal distributions and unregistered trading
Decisions, Settlements, Hearings, and Temporary Orders (Enforcement)
- Robert Waters - Notice of Hearing
Cease Trade Orders and Revocations (Failure to File)
- Idaho Natural Resources Corp. - Cease Trade Order
- Pro Minerals Inc. - Revocation Order
- Noor Energy Corporation - Revocation Order
- Abode Mortgage Holdings Corp. - Revocation Order
- David G. Nelson, Gordon Herdman, Michael James Linehan, William Dennis Boni and Abode Mortgage Holdings Corp. - Revocation Order
- OmniArch Capital Corporation - Cease Trade Order
Exemption Orders
- No new documents