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Weekly Reports

Updates for the week ending July 5, 2013

The list below will link directly to documents on the BCSC website. Please use your browser's BACK button to return to this page.

Policies and Instruments

  • NI 23-103 - CSA Notice of Amendments to National Instrument 23-103 Electronic Trading

    The Commission is publishing advance notice of the proposed adoption of amendments to National Instrument 23-103 Electronic Trading, its companion policy, and consequential amendments to Multilateral Instrument 11-102 Passport System. The amendments provide a framework for the offer and use of direct electronic access and are scheduled to be effective on March 1, 2014.

News and Events

  • News release 2013/44 - Canadian Securities Regulators Establish Regulatory Framework to Manage Risks Associated with Direct Electronic Access [CSA]

Decisions, Settlements, Hearings, and Temporary Orders

 (Enforcement)

  • No new documents

Cease Trade Orders and Revocations

 (Failure to File)

Exemption Orders

  • No new documents