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Weekly Reports

Updates for the week ending July 19, 2013

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31-334 - CSA Staff Notice 31-334 – CSA Review of Relationship Disclosure Practices

Staff from the Canadian Securities Administrators in various provinces reviewed the relationship disclosure practices of registered portfolio managers and exempt market dealers. This notice summarizes the findings from this review and provides staff guidance on relationship disclosure information practices.
51-339 - Continuous Disclosure Review Program Activities for the fiscal year ended March 31, 2013

This notice summarizes the results of the Canadian Securities Administrators (CSA) continuous disclosure (CD) review program of reporting issuers other than investment funds for the fiscal year ended March 31, 2013. It also highlights certain elements to assist issuers with their accounting and CD requirements as applicable to financial statements and management’s discussion and analysis (MD&A).
31-103 - National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations

Adoption of amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations and Companion Policy 31-103CP Registration Requirements, Exemptions and Ongoing Registrant Obligations relating to cost disclosure, performance reporting and client statements.

The amendments come into force on July 15, 2013.

News release 2013/46 - CSA Requirements to improve disclosure for Investors are now in effect
News release 2013/47 - Canadian Securities Administrators publish guidance on relationship disclosure practices
News release 2013/48 - Canadian Securities Regulators announce results of Continuous Disclosure Reviews for Fiscal 2013
News release 2013/49 - Investor Alert: BCSC issues warning about Hines Aircraft Company

(Enforcement)

(Failure to File)