Weekly Reports
Updates for the week ending August 9, 2013
The list below will link directly to documents on the BCSC website. Please use your browser's BACK button to return to this page.
Policies and Instruments
- No new documents
News and Events
- News Release 2013/56 - Securities regulator alleges that self-employed “Forex” trader committed fraud
- News Release 2013/57 - Securities regulator investigating potential breaches by Swiss-based financial institution
- News Release 2013/58 - Securities regulator alleges that former broker engaged in illegal insider trading
- News Release 2013/59 - BCSC panel upholds IIROC decision that Victoria broker contravened IIROC suitability rules
- News Release 2013/61 - BCSC panel finds that B.C. man committed fraud
Decisions, Settlements, Hearings, and Temporary Orders
(Enforcement)
- Hong Liang Zhong - Notice of Hearing
- The Falls Capital Corp., Deercrest Construction Fund Inc., West Karma Ltd. and Rodney Jack Wharram - Hearing Notice – Ruling and Variation Order
- Bank Gutenberg AG - Temporary Order and Notice of Hearing
- Douglas William Falconer Wood - Notice of Hearing
- Corona Minerals Limited - Decision
- Carolann Steinhoff and Investment Industry Regulatory Organization of Canada - Decision
- Won Sang Shen Cho, also known as Craig Cho, d.b.a. Chosen Media and Groops Media - Findings
- Canaco Resources Inc., Andrew Lee Smith, Randy Smallwood, David Parsons, and Brian Lock - Decision
- The Falls Capital Corp., Deercrest Construction Fund Inc., West Karma Ltd. and Rodney Jack Wharram - Hearing Notice – Hearing Dates
Cease Trade Orders and Revocations
(Failure to File)
- Western Standard Energy Corp. - Cease Trade Order
- G4G Resources Ltd. - Revocation Order
- Corona Minerals Limited - Revocation Order
- Boost Capital Corp., EmerGeo Solutions Worldwide Inc., Giga Capital Corporation, Meritus Minerals Ltd., New Sage Energy Corp., Pinestar Gold Inc., Sierra Madre Developments Inc., Wolfeye Resource Corp., Xenex Minerals Ltd., ZZZ Capital Corp. - Cease Trade Order
- Anavex Life Sciences Corp. - Cease Trade Order
- Pacific Standard Properties Inc. - Revocation Order
- Functional Technologies Corp. and Oremex Silver Inc. - Cease Trade Order
Exemption Orders
- SEAMARK Asset Management Ltd. - Decision
- GrowthWorks Enterprises Ltd., formerly Seamark Asset Management Ltd. - Decision
- B.C. Advantage Funds (VCC) Ltd. - Exemption Order