Weekly Reports
Updates for the week ending December 13, 2013
Policies and Instruments
- CSA Notice 81-324 - Notice and Request for Comment: Proposed CSA Mutual Fund Risk Classification Methodology for Use in Fund Facts
The Canadian Securities Administrators are publishing for a 90-day comment period a CSA risk classification methodology for use by mutual fund managers in the Fund Facts document. The comment period expires on March 12, 2014
News and Events
- News release 2013/95 - Canadian Securities Regulators seek comments on Mutual Fund risk classification methodology
Decisions, Settlements, Hearings, and Temporary Orders
(Enforcement)
- No new documents
Cease Trade Orders and Revocations
(Failure to File)
- Anglo-Canadian Mining Corp. - Revocation Order
- Celator Pharmaceuticals Inc. - Cease Trade Order
- Digital Caddies, Inc. - Partial Revocation Order
- Morrison Laurier Mortgage Corporation - Revocation Order
- TG Residential Value Properties Ltd. - Revocation Order
Exemption Orders
- Credential Securities Inc. - Decision