Weekly Reports
Updates for the week ending March 26, 2004
The list below will link directly to documents on the BCSC website. Please use your browser's BACK button to return to this page.
Policies & Instruments
- BCN2004/12 - Adoption of Multilateral Instrument 45-102 Resale of Securities and Related Instruments effective March 30, 2004
- Multilateral Instrument 45-102 - Resale of Securities
- Companion Policy 45-102CP - Resale of Securities
- Form 45-102F1 - Notice of Intention to Distribute Securities under Section 2.8 of MI 45-102 Resale of Securities
- BC Instrument 72-502 - Trades in Securities of U.S. Registered Issuers
- BC Instrument 72-503 - Distribution of Securities outside British Columbia
- BC Instrument 45-509 - Short Form Offerings of Listed Securities and Units by TSX Venture Listed Issuers
This notice announces the repeal of old MI 45-102 and the adoption of new MI 45-102 Resale of Securities effective March 30, 2004, together with amendments to NI 13-101 SEDAR and NI 62-101 Control Block Distribution Issues. The notice also sets out amendments to various other instruments as a result of the implementation of new MI 45-102.
- BCN2004/13 - Adoption of National Instrument 52-107 Acceptable Accounting Principles, Auditing Standards and Reporting Currency and Related Instruments effective March 30, 2004
- National Instrument 52-107 - Acceptable Accounting Principles, Auditing Standards and Reporting Currency
- Companion Policy 52-107CP - Acceptable Accounting Principles, Auditing Standards and Reporting Currency
- National Policy Statement 50 - Reservations in an Auditor’s Report filed by an Investment Fund
This notice announces the adoption of NI 52-107 Acceptable Accounting Principles, Auditing Standards and Reporting Currency together with amendments to the Securities Rules. The notice also sets out amendments to various other instruments as a result of the implementation of new NI 52-107.
- BC Notice 2004/14 - Adoption of Amendments to Multilateral Instrument 45-103 Capital Raising Exemptions and Related Documents
- Multilateral Instrument 45-103 - Capital Raising Exemptions
- Companion Policy 45-103CP - Capital Raising Exemptions
- Form 45-103F1 - Offering Memorandum for Non-Qualifying Issuers
- Form 45-103F2 - Offering Memorandum for Qualifying Issuers
- Form 45-103F4 - Report of Exempt Distribution
This notice announces the adoption of amendments to Multilateral Instrument 45-103 Capital Raising Exemptions effective March 30, 2004, together with amendments to the Companion Policy 45-103 CP. This notice also announces that the Executive Director has respecified certain of the forms required under MI 45-103, being Form 45-103F1 Offering Memorandum for Non-Qualifying Issuers, Form 45-103F2 Offering Memorandum for Qualifying Issuers and Form 45-103F4 Report of Exempt Distribution.
- CSA Staff Notice 51-311 - Frequently asked questions regarding National Instrument 51-102 Continuous Disclosure Obligations
This CSA staff notice provides answers to frequently asked questions regarding National Instrument 51-102 Continuous Disclosure Obligations.
News & Events
- News Release 2004/16 - BCSC lauded for public access to informationNews Release 2004/17 - Former oil and gas executive admits to insider trading
Decisions, Settlements, Hearings, and Temporary Orders
- L.O.M. Medical International, Inc., et al. - Variation Order under Section 171
- Amr I. Elgindy, et al. - Hearing Adjournment under Section 161
- L.O.M. Medical International, Inc., et al. - Hearing Notice under Section 161
- Amr I. Elgindy, et al. - Variation Order under Section 171
- Donald Wayne Busby - Settlement Agreement under Section 161
Cease Trade Orders & Revocations
Search for cease trade orders and revocations using Market Regulation Services National CTO databaseNo new documents for this week.
Exemptions and MRRS Orders
Some discretionary and MRRS orders are located in the Temporary Orders section of Decisions & Orders
- RBC Dominion Securities Inc., et al. - MRRS
- RNC Gold Inc. - MRRS
- Case Financial, Inc. - Revocation Order under Section 171
- HSBC Securities (Canada) Inc., et al. - MRRS
- CML Healthcare Income Fund, et al. - MRRS
- Clarington Corporation - MRRS
- EnCana Holdings Finance Corp., et al. - MRRS