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Weekly Reports

Updates for the week ending December 12, 2003

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Policies & Instruments

 

 

  • BC Notice 2003/52 - Adoption of Fund of Fund and other Amendments to National Instrument 81-102 Mutual Funds and to National Instrument 81-101 Mutual Fund Prospectus Disclosure and Form 81-101F1 Contents of Simplified Prospectus and Form 81-101F2 Contents of Annual Information Form and to Companion Policy 81-102CP

    This notice announces our adoption of amendments to the mutual fund rules in NI 81-102 Mutual Funds and its companion policy, which significantly liberalize how mutual funds can invest in other mutual funds. We are also amending the forms related to NI 81-101 Mutual Fund Prospectus Disclosure to mandate certain disclosure for mutual funds that invest in other mutual funds. The notice also announces the adoption of housekeeping amendments to these rules that clarify their application. The rules will be effective December 31, 2003.

  • BC Notice 2003/53 - Revocation of Fund of Fund Exemptions, Waivers and Approvals under National Policy Statement No. 39 Mutual Funds and
    National Instrument 81-102 Mutual Funds
    • BC Instrument 81-508 - Revocation of Fund of Fund Exemptions, Waivers and Approvals under National Policy Statement No. 39 Mutual Funds and National Instrument 81-102 Mutual Funds
     

This BCI revokes, effective December 31, 2004, all exemptions or waivers from, or approval under, National Policy Statement No. 39 Mutual Funds or National Instrument 81-102 Mutual Funds obtained by a mutual fund prior to December 31, 2003, that relates to a mutual fund investing in another mutual fund. The BCI will be effective December 31, 2003.

  • BC Notice 2003/54   - Notice and Request for Comment - Mutual Fund Dealers Association of Canada Application for Amendment and Restatement of Its Recognition Orders and Application for Consent to Enter into a Co-operative Agreement in Québec

    This notice requests comments on applications from the Mutual Fund Dealers Association of Canada (MFDA) to amend its recognition order and to enter into a cooperative agreement with Québec agencies regarding MFDA oversight. The recognition order amendments relate to governance, the proposed cooperative agreement, and housekeeping matters. The cooperative agreement would limit the MFDA's role in overseeing the Québec operations of MFDA members.

 

 

News & Events

 

No new documents for this week.

 

Decisions, Settlements, Hearings, and Temporary Orders

Cease Trade Orders & Revocations
Search for cease trade orders and revocations using  Market Regulation Services National CTO database (link no longer operational).  

 

Exemptions and MRRS Orders
Some discretionary and MRRS orders are located in the Temporary Orders section of Decisions & Orders