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Weekly Reports

Updates for the week ending June 15, 2007

The list below will link directly to documents on the BCSC website. Please use your browser's BACK button to return to this page.

Policies and Instruments

  • CSA Staff Notice 13-315 - Securities Regulatory Authority Closed Dates 2007 Amended

    This amended CSA staff notice advises issuers that will be using the mutual reliance review system of the dates the Commissions in jurisdictions across Canada are closed. The notice also summarizes the procedures described in section 7.8 of NP 43-201 relating to closed dates.
     
  • Proposed Framework 81-406 - Point of sale disclosure for mutual funds and segregated funds

    This CSA notice describes the Joint Forum of Financial Market Regulators' proposals for a new point of sale disclosure system for mutual funds and segregated funds.  This new system would require fund companies to prepare a short point of sale disclosure document, and would require dealers to deliver that point of sale document to an investor at or before the time the investor buys the mutual fund. The Joint Forum is seeking comment on the proposed approach at this time.  Once we have finalized the approach, the CSA will publish formal rules for comment.

News and Events

  • Issuers in Default Survey (link no longer operational)
    Help the BCSC better understand how information about issuers in default is used by completing this brief online survey (link no longer operational) 
  • News Release 2007/41 - Commission overturns TSX Venture Exchange decision to disqualify Nichols
  • News Release 2007/42 - B.C man receives lifetime trading ban for operating investment scheme
  • News Release 2007/43 - Canadian Regulators Release Point of Sale Disclosure Framework for Funds

Decisions, Settlements, Hearings, and Temporary Orders

Cease Trade Orders and Revocations

Search for cease trade orders and revocations using Canadian Securities Administrators National CTO database New window  

Exemptions and MRRS Orders