Weekly Reports
Updates for the week ending June 20, 2008
The list below will link directly to documents on the BCSC website. Please use your browser's BACK button to return to this page.
Policies and Instruments
- BC Notice 2008/30 - Advance Notice of Amendments to National Instrument 81-106 Investment Fund Continuous Disclosure, Form 81-106F1 Contents of Annual and Interim Management Report of Fund Performance, and Companion Policy 81-106CP Investment Fund Continuous Disclosure and Related Amendments
This notice announces amendments to National Instrument 81-106 Investment Fund Continuous Disclosure, Form 81-106F1 Contents of Annual and Interim Management Report of Fund Performance, and Companion Policy 81-106CP Investment Fund Continuous Disclosure, along with other consequential amendments. - BC Notice 2008/31 - Advance Notice of Amendments to National Instrument 21-101Marketplace Operation and National Instrument 23-101 Trading Rule
This notice announces the CSA's advance notice of adoption of amendments to among other things, create a definition of best execution and impose a best execution obligation that requires dealers and advisers to use reasonable efforts to achieve best execution. The amendments come into force on September 12, 2008.
News and Events
- News Release 2008/44 - BCSC issues market bans based on Alberta Securities Commission orders
Decisions, Settlements, Hearings, and Temporary Orders
- Patrick Joseph Cochrane - Order
- Richard George Kearl, Ross Vincent Bayne, Douglas Andrew Nesbitt and Wyatt Gordon McNabb - Order
- Forbes John McLeod, Larry Kenneth McLeod and Delmer Allen Watt - Order
- George Oscar Amyotte - Order
- Sidney John Reisner and Gregory Daniel MacPherson - Order
Cease Trade Orders and Revocations
- Burkhard Franz, Lorraine McVean, Daryl S. Fridhandler,Bruce E. Cottingham, Grant A. Simpson, Dale Schultz, James F. Allan, Alex Cruz Arboleda, James Brander and Oromonte Resources Inc. - Revocation Order
- Yangtze Telecom Corp. - Revocation Order
- American Bullion Minerals Ltd. - Partial Revocation Order
- Microline Veneer & Forest Products Corp. - Cease Trade Order
- Michael Raymond Meeks, Anthony Bruce Greening,Christopher Freeman, Alan Ahac, Mary Teresa Betts,David Avi Shore, William L. Koyle, Ian Henry Franks and ESI Entertainment Systems Inc. - Revocation Order
- Ameriplas Holdings Ltd. - Revocation Order
- Arura Pharma Inc. - Cease Trade Order
- American Resource Corporation Limited - Revocation Order
- CapRate Commercial Properties Inc. - Cease Trade Order
- Franchise Services of North America Inc. - Revocation Order
- Castle Gold Corporation - Revocation Order
- Bridgegate Mortgage Corporation - Cease Trade Order
- Quadra Financial Corp. - Cease Trade Order
Search for cease trade orders and revocations using Canadian Securities Administrators National CTO database
Exemptions and MRRS Orders
- No new documents