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Weekly Reports

Updates for the week ending June 12, 2009

The list below will link directly to documents on the BCSC website. Please use your browser's BACK button to return to this page.

CSA Staff Notice 31-311 - Proposed National Instrument 31-103 Registration Requirements and Exemptions - Transition into the new registrant regime

This CSA Staff Notice provides practical information to assist registered dealer and adviser firms with their transition to National Instrument 31-103 Registration Requirements and Exemptions (anticipated for fall 2009). It also sets out transition periods and considerations for investment fund manager and exempt market dealer firms that will need to be registered under NI 31-103 but are not registered today.

News Release 2009/26 - BCSC Executive Director’s Bulletin: Regulator alleges fraud and contravention of various securities laws in distribution of three securities
Proposed national registration search survey

The BC Securities Commission, on behalf of the Canadian Securities Administrators (CSA), is leading a project to collect requirements for a proposed national registration search to be hosted on the CSA website. One of the aims of the proposed national registration search is to simplify the process of finding registration information across the country.

We are seeking your feedback about how you currently find registration information, what you’re looking for, and how you use it. The survey will take approximately 10 minutes to complete.
News Release 2009/27 - Canadian regulators provide guidance on transition to new registration regime [CSA]

(Enforcement)

(Failure to File)