Weekly Reports
Updates for the week ending August 7, 2009
The list below will link directly to documents on the BCSC website. Please use your browser's BACK button to return to this page.
Policies and Instruments
- CSA Staff Notice 31-312 - The Exempt Market Dealer Category under National Instrument 31-103 Registration Requirements and Exemptions
This notice summarizes the key requirements and transition process for the new Exempt Market Dealer category in National Instrument 31-103 Registration Requirements and Exemptions.
News and Events
- News Release 2009/39 - Commission panel finds four B.C. residents committed fraud in Ponzi scheme
- News Release 2009/40 - Canadian securities regulators outline requirements for exempt market dealers [CSA]
Decisions, Settlements, Hearings, and Temporary Orders
(Enforcement)
Cease Trade Orders and Revocations
(Failure to File)
- Bernard M. Beauchesne, Ian Middleton, David Porter and E.S.I. Environmental Sensors Inc. - Cease Trade Order
- Maxim Resources Inc. - Revocation Order
- Robert Jamieson Sr., Robert Jamieson Jr., Raynard Von Hahn and Aerocast Inc. - Cease Trade Order
- LMS Medical Systems Inc. - Cease Trade Order
- Superior Canadian Resources Inc. - Cease Trade Order
- Larry Kau, Peter Walton and Dorex Minerals Inc. - Cease Trade Order
- Equinox International, Inc. - Cease Trade Order
- Sense Technologies Inc. - Cease Trade Order
- Alliance Financing Group Inc., Anglo-Bomarc Mines Ltd. (N.P.L.), Catalina Energy Corp., First Narrows Resources Corp., Infinite Resources Inc., Javelin Energy Inc. and Verona Development Corp. [Cease Trade Order]
- Alderon Resource Corp. and High Ridge Resources Inc. - Revocation Order
Exemption Orders
- CI Investments Inc. - Decision
- Rocky Old Man Energy Inc. - Decision