Weekly Reports
Updates for the week ending October 23, 2009
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Policies and Instruments
- BCN 2009/28 - Notice and Request for Comment - Proposed Amendments to National Instrument 31-103 Registration Requirements and Exemptions, Form 31-103F1, and Companion Policy 31-103CP and Proposed Amendments to Form 33-109F6 Firm Registration
This notice requests comments on proposed amendments to National Instrument 31-103 Registration Requirements and Exemptions, its related form and companion policy. The notice also requests comments on proposed amendments Form 33-109F6 Firm Registration.
The purpose of the proposed amendments is to accommodate the upcoming changeover to International Financial Reporting Standards. The comment period ends on January 21, 2010.
News and Events
- No new documents
Decisions, Settlements, Hearings, and Temporary Orders
(Enforcement)
- Sung Wan (Sean) Kim - Temporary Order and Notice of Hearing
- The Castleton Group, Beltway M&A and Waverly M&A - Temporary Order and Amended Notice of Hearing
Cease Trade Orders and Revocations
(Failure to File)
- Trend Technology Corporation - Cease Trade Order
- Red Metal Resources Ltd. - Revocation Order
- Impala Mineral Exploration Corp. - Cease Trade Order
Exemption Orders
- Cardiome Pharma Corp. - Decision