Decisions
Christopher Smith [Reciprocal Order]
BCSECCOM #:
2009 BCSECCOM 395
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Document Type:
Reciprocal Order
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Published Date:
2009-07-14
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Effective Date:
2009-07-07
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Details:
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2009 BCSECCOM 395
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2009 BCSECCOM 395
Reciprocal Order
Christopher Smith
Section 161(1) of the Securities Act, RSBC 1996, c. 418
Christopher Smith
Section 161(1) of the Securities Act, RSBC 1996, c. 418
- Introduction
- Background
- Order
- 1. under section 161(1)(d)(i) and (ii) of the Act, that Smith resign any position he holds as, and is prohibited until January 16, 2014, from becoming or acting as, a director or officer of an issuer, registrant or investment fund manager,
2. under section 161(1)(d)(iii) of the Act, that Smith is prohibited until January 16, 2014, from becoming or acting as a registrant, investment fund manager or promoter,
3. under section 161(1)(d)(iv) of the Act, that Smith is prohibited until January 16, 2014, from acting in a management or consultative capacity in connection with activities in the securities market, and
4. under section 161(1(d)(v) of the Act, that Smith is prohibited until January 16, 2014, from engaging in investor relations activities.
¶ 4 July 7, 2009
¶ 5 For the Commission
- Brent W. Aitken
Vice Chair
Bradley Doney
Commissioner