Decisions
Allan McCaffrey [Reciprocal Order]
BCSECCOM #:
2009 BCSECCOM 393
|
Document Type:
Reciprocal Order
|
Published Date:
2009-07-14
|
Effective Date:
2009-07-07
|
Details:
|
2009 BCSECCOM 393
Click on the Adobe icon to launch the Acrobat Reader
2009 BCSECCOM 393
Reciprocal Order
Allan McCaffrey
Section 161(1) of the Securities Act, RSBC 1996, c. 418
Allan McCaffrey
Section 161(1) of the Securities Act, RSBC 1996, c. 418
- Introduction
- Background
- Order
- 1. under section 161(1)(d)(i) and (ii) of the Act, that McCaffrey resign any position he holds as, and is prohibited until January 16, 2019, from becoming or acting as, a director or officer of an issuer, registrant or investment fund manager,
2. under section 161(1)(d)(iii) of the Act, that McCaffrey is prohibited until January 16, 2019, from becoming or acting as a registrant, investment fund manager or promoter,
3. under section 161(1)(d)(iv) of the Act, that McCaffrey is prohibited until January 16, 2019, from acting in a management or consultative capacity in connection with activities in the securities market, and
4. under section 161(1(d)(v) of the Act, that McCaffrey is prohibited until January 16, 2019, from engaging in investor relations activities.
¶ 4 July 7, 2009
¶ 5 For the Commission
- Brent W. Aitken
Vice Chair
Bradley Doney
Commissioner