Decisions
Richard Bruce Kowalchuk [Reciprocal Order]
BCSECCOM #:
2014 BCSECCOM 18
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Document Type:
Reciprocal Order
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Published Date:
2014-01-30
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Effective Date:
2014-01-16
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Details:
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2014 BCSECCOM 18
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Reciprocal Order
Richard Bruce Kowalchuk
Section 161 of the Securities Act, RSBC 1996, c. 418
- Introduction
- Background
- Order
1. under section 161(1)(b) of the Act, that Kowalchuk cease trading in, and is prohibited from purchasing securities and exchange contracts until April 14, 2021, except that Kowalchuk may trade and purchase securities in accordance with the terms of the ASC agreement; and
2. under section 161(1)(d)(iii) of the Act, that Kowalchuk is prohibited until April 14, 2021, from becoming or acting as a registrant.
¶ 4 January 16, 2014
¶ 5 For the Commission
Brent W. Aitken | Don Rowlatt |
Vice Chair | Commissioner |