Decisions
Carolann Steinhoff and Investment Industry Regulatory Organization of Canada [Decision]
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BCSECCOM #:
2014 BCSECCOM 23
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Document Type:
Decision
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Published Date:
2014-01-17
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Effective Date:
2014-01-15
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Details:
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2014 BCSECCOM 23
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Carolann Steinhoff
Investment Industry Regulatory Organization of Canada
Section 28 of the Securities Act, RSBC 1996, c. 418
Hearing and Review
| Panel | Brent W. Aitken | Vice Chair |
| Audrey T. Ho | Commissioner | |
| Don Rowlatt | Commissioner | |
| Date of Hearing | December 16, 2013 |  |
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| Date of Decision | January 15, 2014 | |
| Appearing | ||
| Ronald N. Pelletier | For Carolann Steinhoff | |
| D. Geoffrey Cowper, QC | For the Investment Industry Regulatory Organization of Canada | |