Cheng, Wai-Leung aka Cheng, Danny

Date of Order or Settlement:
2008-06-24
Banned Until:
2014-11-13
Sanction:

    7-year ban from purchasing and trading in securities or exchange contracts with conditions (BCSC)

    7-year director/officer ban with conditions  (BCSC)

    7-year ban from becoming or acting as a registrant, investment fund manager or promoter  (BCSC)

    7-year ban from acting in a managing or consultative capacity in connection with activities in the securities market  (BCSC)

    7-year investor relations ban  (BCSC)

Supporting Documents:
Violation:

    Unregistered distribution (ASC)

    Acting contrary to the public interest (ASC)

Ruling Body:
BCSC, Alberta Securites Commission (ASC)
Sanction Payment Status:
$50,000 plus $20,000 in costs (ASC)