Fiessel, Mervin George

Date of Order or Settlement:
Banned Until:

    Permanent trading ban with conditions

    Permanent director/officer ban

    Permanent investor relations ban

    An order to comply fully with the Securities Act, the Securities Rules, and any applicable regulations

Supporting Documents:


    Unregistered trading

    Illegal distribution

    Violations that involve fraud or deliberate or reckless disregard of a regulatory requirement in the United States; and that result in substantial losses or create a significant risk of substantial losses to others, or result in substantial gain to the person who committed the violation, contrary to the public interest in British Columbia

Ruling Body:
Sanction Payment Status:

$144,445 (BCSC)

USD $147,486.60 plus pre-judgment interest in disgorgement of profits to US Securities and Exchange Commission