McDonald, Neil Andrew

Date of Order or Settlement:
2011-01-20
Banned Until:
2025-09-24
Sanction:

    15-year ban from purchasing and trading in securities or exchange contracts (with conditions)
    15-year ban from relying on any exemptions set out in the Securities regulations (with conditions)
    15-year director and officer ban (with conditions)
    15-year ban from becoming or acting as a registrant, investment fund manager or promoter
    15-year ban on acting in a management or consultive capacity related to activities in the securities market

Supporting Documents:
Violation:

    Misleading statements (ASC)
    Prohibited transactions (ASC)
    Acting contrary to the public interest (ASC)

Ruling Body:
BCSC / Alberta Securities Commission
Sanction Payment Status: