Stuart, Christopher Michael

Date of Order or Settlement:
1999-10-26
Banned Until:
Sanction:

    5-year director/officer ban (BCSC)

    Permanent ban on acting in any compliance or supervisory position with a member of the Vancouver Stock Exchange or any successor exchanges

Supporting Documents:
Violation:

    Unregistered distribution (ASC)

    Failure to file insider reports (ASC)

    Failure to fulfill duties and responsibilities of a director (ASC)

Ruling Body:
BCSC, Alberta Securities Commission (ASC)
Sanction Payment Status:

$5,000 in costs (BCSC)

$100,000 plus $25,000 in costs (ASC)