Weeks, Carol

Date of Order or Settlement:
2009-04-22
Banned Until:
2022-07-10
Sanction:

    15-year trading ban with conditions (BCSC)

    15-year director/officer ban with conditions (BCSC)

    15-year ban from becoming or acting as a registrant, investment fund manager or promoter (BCSC)

    15-year ban from acting in a managing or consultative capacity in connection with activities in the securities market (BCSC)

    15-year investor relations ban (BCSC)

Supporting Documents:
Violation:
    Fraud (ASC)

    Misrepresentations (ASC)

    Failure to file an offering memorandum and reports of distribution (ASC)

    Making false certificates in offering memoranda (ASC)

    Unregistered trading (ASC)

    Illegal distribution (ASC)

    Acting contrary to the public interest (ASC)

Ruling Body:
BCSC, Alberta Securities Commission (ASC)
Sanction Payment Status:
$65,000 plus $13,199.59 in costs (ASC)