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BCSC panel issues reciprocal orders against 18 individuals

2014/10
January 30, 2014

Vancouver – A British Columbia Securities Commission panel has reciprocated enforcement orders against 18 individuals sanctioned by the Alberta Securities Commission, the New Brunswick Securities Commission, the Nova Scotia Securities Commission, the Ontario Securities Commission, and the Saskatchewan Financial Services Commission. They are:

John Alexander Allen

 

Francois Michaud

Tracey Banumas

 

Alex Pidgeon

Michael Ciavarella

 

Patrick J. Rooney

Myron Benedict Derow

 

Pranab Shah

David Edward Harris

 

Sam Sulja

Trudi Hendry

 

Steven Sulja

Rafique Jiwani (a.k.a Ralph Jay)

 

Basil Marcellinius Toussaint (a.k.a Peter Beckford)

Richard Bruce Kowalchuk

 

Petar Vucicevich

Terence Lushington

Paul Charles Whitelaw

For more information on the orders, search for the person’s name at www.bcsc.bc.ca.

The Canadian Securities Administrators (CSA) maintains national databases for disciplined persons and cease trade orders. These databases include all persons in Canada disciplined for securities trading offences.

About the British Columbia Securities Commission ( www.bcsc.bc.ca )

The British Columbia Securities Commission is the independent provincial government agency responsible for regulating capital markets in British Columbia through the administration of the Securities Act. Our mission is to protect and promote the public interest by fostering:

  • A securities market that is fair and warrants public confidence
  • A dynamic and competitive securities industry that provides investment opportunities and access to capital

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Media Contact:
Richard Gilhooley, Media Relations
604-899-6713

Public inquiries:
604-899-6854 or 1-800-373-6393 (toll free)

Learn how to protect yourself and become a more informed investor at www.investright.org

 


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