43-201 - Mutual Reliance Review System for Prospectuses [NP - Rescinded]
Published Date: | 2005-09-19 |
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Effective Date: | 2005-09-19 |
Rescinded Date: | 2008-03-17 |
Document(s): |
Part 1 OVERVIEW AND APPLICATION
1.1 Scope
1.2 Objective
1.3 Application of Local Requirements
Part 2 DEFINITIONS AND INTERPRETATION
2.1 Definitions
2.2 Interpretation
Part 3 PRINCIPAL REGULATOR
3.1 Participating Principal Regulators
3.2 Determination of Principal Regulator
3.3 Automatic Change of Principal Regulator
3.4 Discretionary Change of Principal Regulator Applied for by Filer
3.5 Discretionary Change of Principal Regulator Proposed by the Participating Principal Regulators
3.6 Notification to CSA Committee of Discretionary Change of Principal Regulator
3.7 Effect of Change of Principal Regulator
3.8 Identification of New Principal Regulator
Part 4 FILING MATERIALS UNDER THE MRRS
4.1 Election of MRRS and Identifying Principal Regulator
4.2 Filing
4.3 Black-lined Document
4.4 Seasoned Prospectuses
Part 5 REVIEW OF MATERIALS
5.1 Review by Principal Regulator
5.2 Review Period for Long Form Prospectuses and Renewal Shelf Prospectuses
5.3 Review Period for Short Form Prospectuses
5.4 Novel Structure or Issue
5.5 Form of Response
Part 6 OPTING OUT
6.1 Opting Out
Part 7 MRRS DECISION DOCUMENT
7.1 Effect of MRRS Decision Document
7.2 Conditions to Issuance of Preliminary MRRS Decision Document
7.3 Form of Preliminary MRRS Decision Document - The preliminary MRRS decision document for a preliminary prospectus will contain the following legend
7.4 Conditions to Issuance of Final MRRS Decision Document for Long Form Prospectus and Renewal Shelf Prospectus
7.5 Conditions to Issuance of Final MRRS Decision Document for Short Form Prospectus
7.6 Form of Final MRRS Decision Document
7.7 Local Decision Document
7.8 Holidays
7.9 Refusal by Principal Regulator to Issue a Receipt
7.10 Right to be Heard Following a Refusal
Part 8 APPLICATIONS
8.1 Applications
Part 9 PRE-FILINGS AND WAIVER APPLICATIONS
9.1 General
9.2 Procedure for Routine Pre-Filings and Waiver Applications
9.3 Procedure for Novel and Substantive Pre-Filings and Waiver Applications
9.4 Filing of Related Materials
9.5 Effect of Related MRRS Decision Document
Part 10 AMENDMENTS
10.1 Filing of Amendments
10.2 Conditions to Issuance of MRRS Decision Document for Preliminary Prospectus Amendments
10.3 Form of MRRS Decision Document for Preliminary Prospectus Amendments
10.4 Review Period for Preliminary Prospectus Amendments
10.5 Review Period for Prospectus Amendments
10.6 Conditions to Issuance of Prospectus Amendment MRRS Decision Document
10.7 Form of Prospectus Amendment MRRS Decision Document
10.8 Local Decision Document
10.9 Other Requirements
APPENDIX A Materials Required to be Filed under National Policy 43-201
APPENDIX B Examples of Applications Dealt With under National Policy 43-201