Events
Capital Ideas 2012
An open dialogue on innovation in the securities markets
Contact:
Where:
Park Ballroom, Four Seasons Hotel
Vancouver, BC
Description:
On November 14, 2012, the British Columbia Securities Commission hosted an open dialogue for capital markets professionals and business leaders.
The BCSC's Executive Director, Paul Bourque, moderated two expert panels: one on the impact of a best interest (fiduciary) standard on dealers working with retail clients; the other on financing for small mining and technology companies, including the new crowdfunding phenomenon. More than 120 people attended the half-day forum at the Four Seasons Hotel in Vancouver.
Information for first panel:
CSA Consultation Paper 33-403: The Standard of Conduct for Advisers and Dealers: Exploring the Appropriateness of Introducing a Statutory Best Interest Duty when Advice is Provided to Retail Clients.