Capital Ideas 2012
On November 14, 2012, the British Columbia Securities Commission hosted an open dialogue for capital markets professionals and business leaders.
The BCSC's Executive Director, Paul Bourque, moderated two expert panels: one on the impact of a best interest (fiduciary) standard on dealers working with retail clients; the other on financing for small mining and technology companies, including the new crowdfunding phenomenon. More than 120 people attended the half-day forum at the Four Seasons Hotel in Vancouver.
Information for first panel:
CSA Consultation Paper 33-403: The Standard of Conduct for Advisers and Dealers: Exploring the Appropriateness of Introducing a Statutory Best Interest Duty when Advice is Provided to Retail Clients.