Disciplined List
Goodbrand, Gordon James
-
Date of Order or Settlement:
2010-05-14 -
Banned Until:
2014-12-11
Sanction:
5-year trading ban with conditions
5-year ban from relying on any exemptions set out in the regulations
5-year director officer ban
Supporting Documents:
Violation:
Illegal distribution (ASC)
Acting contrary to the public interest (ASC)
Ruling Body:
BCSC, Alberta Securities Commission (ASC)Payment Agreed/Ordered:
$82.866.85 (ASC)