DISCIPLINED PERSONS LIST
[Print]
| Name | Griffiths, John David |
|---|---|
| Date of Order or Settlement | May 14, 2010 |
| Banned Until | April 15, 2014 |
| Sanction | 4-year ban from relying on any exemptions set out in the regulations |
| Violation |
Trading in securities not authorized by registration (MSC) Acting contrary to the public interest (MSC) |
| Ruling Body | BCSC, Manitoba Securities Commission (MSC) |
| Supporting Documents |
Reciprocal Order  |
Disclaimer:
This information is presented as a plain language summary of information found in publicly available documents. The supporting documents should be reviewed for the full conditions and context of all Commission decisions, orders and sanctions.
Please forward any questions or reports of errors and omissions to inquiries@bcsc.bc.ca.