Disciplined List
Lewis, James B.
-
Date of Order or Settlement:
1994-03-24 -
Banned Until:
1995-03-24
Sanction:
- 1-year director/officer ban with conditions
- An undertaking to seek professional counsel as may be necessary or take such other steps as may be reasonably required to ensure future compliance
Supporting Documents:
Violation:
-
Failure to fulfill the duties and responsibilities of a director
Ruling Body:
BCSCPayment Agreed/Ordered:
$1,500