Disciplined List
Little, Glenn Albert
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Date of Order or Settlement:
2024-05-22 -
Banned Until:
2036-05-22
Sanction:
- 12-year director/officer ban (2024)
12-year ban from becoming or acting as a registrant or promoter (2024)
12-year ban from advising or otherwise acting in a management or consultative capacity in connection with activities in the securities or derivatives markets (2024) - An undertaking to comply with the Securities Act and the Securities Rules (2000)
- An undertaking to comply with the By-laws, Rules and Policies of the Vancouver Stock Exchange (2000)
Supporting Documents:
Violation:
- Misrepresentations (2024)
- False or misleading statements (2024)
- Acting contrary to the public interest (2000)
Ruling Body:
BCSCPayment Agreed/Ordered:
$2,000 plus $500 in costs (2000)