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Disciplined List

Little, Glenn Albert

  • Date of Order or Settlement:

    2024-05-22
  • Banned Until:

    2036-05-22

Sanction:

  • 12-year director/officer ban (2024)

    12-year ban from becoming or acting as a registrant or promoter (2024)

    12-year ban from advising or otherwise acting in a management or consultative capacity in connection with activities in the securities or derivatives markets (2024)
  • An undertaking to comply with the Securities Act and the Securities Rules (2000)
  • An undertaking to comply with the By-laws, Rules and Policies of the Vancouver Stock Exchange (2000)

Supporting Documents:

Violation:

  • Misrepresentations (2024)
  • False or misleading statements (2024)
  • Acting contrary to the public interest (2000)

Ruling Body:

BCSC

Payment Agreed/Ordered:

$2,000 plus $500 in costs (2000)