Name Lyall, David
Date of Order or Settlement April 6, 1999
Sanction An undertaking to comply with the Securities Act and the Securities Rules
Payment Agreed / Ordered $15,000 plus $10,000 in costs

Unregistered distribution

Failure to comply with Conflict of Interest policies

Failure to fulfill his role as gatekeeper

Ruling Body BCSC
Supporting Documents

News Release

Settlement/Order New window

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